Penson Futures has the tools, expertise and flexibility to provide Facilities Management, from front to
back. Our Facility Management Service provides clients with a full suite of outsourcing options. This
service is suitable for clients who are required to hold certain types of memberships and / or needs to
keep their own detailed books and records. A package of these services is tailored to the client’s needs
and may include any of the following:
- Account Opening and Maintenance including statement and file transmission set ups
- Regulatory report (e.g. 102’s)
- Credit and Risk Review
- Clearing Operations
- Trade processing including data entry, APS, Block Allocations, MOS, etc
- Balancing
- Trade Break Resolution
- Position Maintenance
- Delivery Processing
- Option Expiration Processing
- Exchange Reporting
- Master file Maintenance
- Commission and / or Fee maintenance
- Customer Service
- Margins
- Treasury Services
- Interfaces to downstream systems like General Ledger and Buying Power for Trading Applications
- Information distributions (white label statements, transmit reports and files, etc)
"You would be hard pressed to find a better firm to work with than Penson Futures.
The dedication that Penson Futures has shown as well as the support structure of
their team is absolutely top notch."
MB, GIB